Session 1: AML-CFT Legal Framework Concepts and Definitions The FIAU Obligations of Subject Persons Business Risk Assessments Customer Risk Assessments...
Session 2: Customer due diligence
Session 3: Reliance and Outsourcing Reporting Obligations Record Keeping Considerations for Fund Managers / Administrators / Custodians Considerations for Funds...
Session 1: Requirement to have a compliance officer – legal basis and process for approval Role of the Compliance Officer...
Session 2: Identifying the risks and drafting an effective compliance monitoring plan e.g. difference between a fund, fund manager, investment...
Session 3: Reporting to the Board of Directors and structuring a compliance report which gives the right amount of detail...
The 16th FinanceMalta Annual Conference entitled “Leading Change Through Innovation” will be held on the 13th of September 2023 at...
📅 Date: 28th February 2024 📍 Venue: Events @ No 6, London United Kingdom 🕗 Time: 8:45 till 13:00 (GMT) 🎫...
This lecture: UCITS - an overview will be covering various aspects such as: - The UCITS Regulatory Framework - UCITS...
This lecture : An overview of the AIFMD, AIF and NAIFs will be covering: - The AIFMD Regulatory Framework -...
Together with FinanceMalta and the participation of the Malta Financial Services Authority (MFSA) we will be hosting an event in...
