Compliance for funds and fund servicing: Session 1

Name: Compliance for funds and fund servicing: Session 1
Start: 2023-05-08T16:00:00+02:00
End: 2023-05-08T18:00:00+02:00
Location: Old University of Malta – Valletta

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Compliance for funds and fund servicing: Session 1

8th May 2023 @ 4:00 pm - 6:00 pm

€‎100

Session 1:

Requirement to have a compliance officer – legal basis and process for approval
Role of the Compliance Officer vis-à-vis the MFSA, FIAU and SMB
Main duties of the compliance officer stemming primarily from understanding the organisation
Minimum policies and procedures which are required for an effective carrying of the compliance function

Details

Date:: 8th May 2023
Time:: 4:00 pm - 6:00 pm
Cost:: €‎100

Organiser

: MASA

Venue

: Old University of Malta – Valletta
: Old University Building, Triq San Pawl
Valletta, Valletta VLT 1216 Malta + Google Map