Session 1: AML-CFT Legal Framework Concepts and Definitions The FIAU Obligations of Subject Persons Business Risk Assessments Customer Risk Assessments...
Session 2: Customer due diligence
Session 3: Reliance and Outsourcing Reporting Obligations Record Keeping Considerations for Fund Managers / Administrators / Custodians Considerations for Funds...
Session 2: Identifying the risks and drafting an effective compliance monitoring plan e.g. difference between a fund, fund manager, investment...
Session 3: Reporting to the Board of Directors and structuring a compliance report which gives the right amount of detail...
The 16th FinanceMalta Annual Conference entitled “Leading Change Through Innovation” will be held on the 13th of September 2023 at...